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GM to Reg. (EU) No 376/2014 and its IRs found in: Occurrence Reporting (376/2014) (Dec 2022)

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LIST OF ACRONYMS

GM to Reg. (EU) No 376/2014 and its IRs

<table border="0" cellpadding="0" cellspacing="0" width="624"><tr><td width="312">ATM/ANS</td><td width="312">Air Traffic Management / Air Navigation Services</td></tr><tr><td width="312">EASA</td><td width="312">European Aviation Safety Agency</td></tr><tr><td width="312">ECR</td><td width="312">European Central Repository</td></tr><tr><td width="312">FDM</td><td width="312">Flight Data Monitoring</td></tr><tr><td width="312">ICAO</td><td width="312">International Civil Aviation Organization</td></tr><tr><td width="312">IORS</td><td width="312">Internal Occurrence Reporting System</td></tr><tr><td width="312">LOSA</td><td width="312">Line Operation Safety Audit</td></tr><tr><td width="312">MORS</td><td width="312">Mandatory Occurrence Reporting System</td></tr><tr><td width="312">MS</td><td width="312">Member State</td></tr><tr><td width="312">NAA</td><td width="312">National Aviation Authority</td></tr><tr><td width="312">NoA</td><td width="312">Network of aviation safety Analysts</td></tr><tr><td width="312">RIT</td><td width="312">Reduced Interface Taxonomy</td></tr><tr><td width="312">SIA</td><td width="312">Safety Investigation Authority</td></tr><tr><td width="312">SMS</td><td width="312">Safety Management System</td></tr><tr><td width="312">SSP</td><td width="312">State Safety Programme</td></tr><tr><td width="312">VORS</td><td width="312">Voluntary Occurrence Reporting System</td></tr></table>

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[[1]](#_ftnref1) The published date represents the date when the consolidated version of the document was generated.

[[2]](#_ftnref2) Euro-Lex, Important Legal Notice: <http://eur-lex.europa.eu/content/legal-notice/legal-notice.html>.

[[3]](#_ftnref3) This date is the earliest applicability date for this regulation. Some provisions of the regulation may be applicable at a later date. Besides, there may be some opt-out filed by the Member States.

[[4]](#_ftnref4) OJ C 198, 10.7.2013, p. 73.

[[5]](#_ftnref5) Position of the European Parliament of 26 February 2014 (not yet published in the Official Journal) and decision of the Council of 14 March 2014.

[[6]](#_ftnref6) Regulation (EU) No 996/2010 of the European Parliament and of the Council of 20 October 2010 on the investigation and prevention of accidents and incidents in civil aviation and repealing Directive 94/56/EC (OJ L 295, 12.11.2010, p. 35).

[[7]](#_ftnref7) Regulation (EC) No 216/2008 of the European Parliament and of the Council of 20 February 2008 on common rules in the field of civil aviation and establishing a European Aviation Safety Agency, and repealing Council Directive 91/670/EEC, Regulation (EC) No 1592/2002 and Directive 2004/36/EC (OJ L 79, 19.3.2008, p. 1).

[[8]](#_ftnref8) Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers (OJ L 55, 28.2.2011, p. 13).

[[9]](#_ftnref9) Directive 95/46/EC of the European Parliament and of the Council of 24 October 1995 on the protection of individuals with regard to the processing of personal data and on the free movement of such data (OJ L 281, 23.11.1995, p. 31).

[[10]](#_ftnref10) Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data (OJ L 8, 12.1.2001, p. 1).

[[11]](#_ftnref11) Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43).

[[12]](#_ftnref12) Directive 2003/42/EC of the European Parliament and of the Council of 13 June 2003 on occurrence reporting in civil aviation (OJ L 167, 4.7.2003, p. 23).

[[13]](#_ftnref13) Commission Regulation (EC) No 1321/2007 of 12 November 2007 laying down implementing rules for the integration into a central repository of information on civil aviation occurrences exchanged in accordance with Directive 2003/42/EC of the European Parliament and of the Council (OJ L 294, 13.11.2007, p. 3).

[[14]](#_ftnref14) Commission Regulation (EC) No 1330/2007 of 24 September 2007 laying down implementing rules for the dissemination to interested parties of information on civil aviation occurrences referred to in Article 7(2) of Directive 2003/42/EC of the European Parliament and of the Council (OJ L 295, 14.11.2007, p. 7).

[[15]](#_ftnref15) OJ C 358, 7.12.2013, p. 19.

[[16]](#_ftnref16) Regulation (EU) 2018/1139 of the European Parliament and of the Council of 4 July 2018 on common rules in the field of civil aviation and establishing a European Union Aviation Safety Agency, and amending Regulations (EC) No 2111/2005, (EC) No 1008/2008, (EU) No 996/2010, (EU) No 376/2014 and Directives 2014/30/EU and 2014/53/EU of the European Parliament and of the Council, and repealing Regulations (EC) No 552/2004 and (EC) No 216/2008 of the European Parliament and of the Council and Council Regulation (EEC) No 3922/91 (OJ L 212, 22.8.2018, p. 1).

[[17]](#_ftnref17) Regulation (EC) No 1008/2008 of the European Parliament and of the Council of 24 September 2008 on common rules for the operation of air services in the Community (OJ L 293, 31.10.2008, p. 3).

[[18]](#_ftnref18) OJ L 122, 24.4.2014, p. 18.

[[19]](#_ftnref19) OJ L 122, 24.4.2014, p. 18.

[[20]](#_ftnref20) Regulation (EC) No 216/2008 of the European Parliament and of the Council of 20 February 2008 on common rules in the field of civil aviation and establishing a European Aviation Safety Agency, and repealing Council Directive 91/670/EEC, Regulation (EC) No 1592/2002 and Directive 2004/36/EC (OJ L 79, 19.3.2008, p. 1).

[[21]](#_ftnref21) Obstacle includes vehicle.

[[22]](#_ftnref22) Commission Regulation (EU) No 748/2012 of 3 August 2012 laying down implementing rules for the airworthiness and environmental certification of aircraft and related products, parts and appliances, as well as for the certification of design and production organisations (OJ L 224, 21.8.2012, p. 1).

[[23]](#_ftnref23) Obstacle includes vehicle.

[[24]](#_ftnref24) This refers to a situation in which prescribed separation minima were not maintained between aircraft or between aircraft and airspace to which separation minima is prescribed.

[[25]](#_ftnref25) In the absence of prescribed separation minima, a situation in which aircraft were perceived to pass too close to each other for pilots to ensure safe separation.

[[26]](#_ftnref26) For example: air traffic service (ATS), automatic terminal information service (ATIS), meteorological services, navigation databases, maps, charts, aeronautical information service (AIS), manuals.

[[27]](#_ftnref27) Obstacle includes vehicle.

[[28]](#_ftnref28) Obstacle includes vehicle.

[[29]](#_ftnref29) Technical Instructions For The Safe Transport of Dangerous Goods by Air (ICAO — Doc 9284).

[[30]](#_ftnref30) Commission Implementing Regulation (EU) No 923/2012 of 26 September 2012 laying down the common rules of the air and operational provisions regarding services and procedures in air navigation and amending Implementing Regulation (EU) No 1035/2011 and Regulations (EC) No 1265/2007, (EC) No 1794/2006, (EC) No 730/2006, (EC) No 1033/2006 and (EU) No 255/2010 (OJ L 281, 13.10.2012, p. 1).

[[31]](#_ftnref31) Directive 2009/43/EC of the European Parliament and of the Council of 6 May 2009 simplifying terms and conditions of transfers of defence-related products within the Community (OJ L 146, 10.6.2009, p. 1).

[[32]](#_ftnref32) This item applies only to commercial operations within the meaning of Article 3(i) of Regulation (EC) No 216/2008.

[[33]](#_ftnref33) Obstacle includes vehicle.

[[34]](#_ftnref34) Obstacle includes vehicle.

[[35]](#_ftnref35) Obstacle includes vehicle.

[[36]](#_ftnref36)[OJ L 122, 24.4.2014](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=OJ%3AL%3A2014%3A122%3ATOC), p. 18.

[[37]](#_ftnref37) Regulation (EU) 2018/1139 of the European Parliament and of the Council of 4 July 2018 on common rules in the field of civil aviation and establishing a European Union Aviation Safety Agency, and amending Regulations (EC) No 2111/2005, (EC) No 1008/ 2008, (EU) No 996/2010, (EU) No 376/2014 and Directives 2014/30/EU and 2014/53/EU of the European Parliament and of the Council, and repealing Regulations (EC) No 552/2004 and (EC) No 216/2008 of the European Parliament and of the Council and Council Regulation (EEC) No 3922/91 ([OJ L 212, 22.8.2018](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=OJ%3AL%3A2018%3A212%3ATOC), p. 1).

[[38]](#_ftnref38) Commission Implementing Regulation (EU) 2019/317 of 11 February 2019 laying down a performance and charging scheme in the single European sky and repealing Implementing Regulations (EU) No 390/2013 and (EU) No 391/2013 ([OJ L 56, 25.2.2019](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=OJ%3AL%3A2019%3A056%3ATOC), p. 1).

[[39]](#_ftnref39)[OJ L 122, 24.4.2014, p. 18](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=OJ%3AL%3A2014%3A122%3ATOC).

[[40]](#_ftnref40) Commission Delegated Regulation (EU) 2020/2034 of 6 October 2020 supplementing Regulation (EU) No 376/2014 of the European Parliament and of the Council as regards the common European risk classification scheme ([OJ L 416, 11.12.2020, p. 1](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=OJ%3AL%3A2020%3A416%3ATOC)).

[[41]](#_ftnref41) Regulation (EU) 2018/1139 of the European Parliament and of the Council of 4 July 2018 on common rules in the field of civil aviation and establishing a European Union Aviation Safety Agency, and amending Regulations (EC) No 2111/2005, (EC) No 1008/2008, (EU) No 996/2010, (EU) No 376/2014 and Directives 2014/30/EU and 2014/53/EU of the European Parliament and of the Council, and repealing Regulations (EC) No 552/2004 and (EC) No 216/2008 of the European Parliament and of the Council and Council Regulation (EEC) No 3922/91 ([OJ L 212, 22.8.2018, p. 1](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=OJ%3AL%3A2018%3A212%3ATOC)).

[[42]](#_ftnref42) Regulation (EC) No 549/2004 of the European Parliament and of the Council of 10 March 2004 laying down the framework for the creation of the single European sky (the framework Regulation) ([OJ L 96, 31.3.2004, p. 1](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=OJ%3AL%3A2004%3A096%3ATOC)).

[[43]](#_ftnref43) Convention modified by the protocol of 12 February 1981 and revised by the protocol of 27 June 1997.

[[44]](#_ftnref44) The ERCS score is a two-digit value where the first digit corresponds to the alphabetic value resulting from the calculation of the severity of the occurrence (severity score A to X) and the second digit represents the numerical value from the calculation of the corresponding score of the occurrence (probability).

[[45]](#_ftnref45) The RAT methodology classifies Air Traffic Management related occurrences. RAT methodology does not score accidents, as it measures only how close the ATM occurrence was to becoming an accident. The RAT methodology is divided into several main elements (i.e. ‘ATM ground’, ‘ATM airborne’), in which each delivers a part of the input for the final RAT ‘ATM overall’ severity score. In order to achieve ‘ATM Overall’ severity score, both ‘ATM ground’ and ‘ATM airborne’ severity scores must be available.

[[46]](#_ftnref46) The ‘severity’ under the RAT methodology indicates how bad the actual occurrence was in comparison to other occurrences. The RAT methodology determines ‘severity’ through an assessment of the defences/barriers.

[[47]](#_ftnref47) COM/2011/0670 final: Communication from the Commission to the Council and the European Parliament ‘‘*Setting up an Aviation Safety Management System for Europe*’’.

[[48]](#_ftnref48) Annex 19 ‘‘*Safety Management*’’ to the Chicago Convention.

[[49]](#_ftnref49) COM/2012/0776 final — 2012/0361 (COD): Proposal for a Regulation of the European Parliament and of the Council on occurrence reporting in civil aviation amending Regulation (EU) No 996/2010 and repealing Directive No 2003/42/EC, Commission Regulation (EC) No 1321/2007 and Commission Regulation (EC) No 1330/2007.

[[50]](#_ftnref50) Regulation (EU) No 376/2014 of the European Parliament and of the Council of 3 April 2014 on the reporting, analysis and follow-up of occurrences in civil aviation, amending Regulation (EU) No 996/2010 of the European Parliament and of the Council and repealing Directive 2003/42/EC of the European Parliament and of the Council and Commission Regulations (EC) No 1321/2007 and (EC) No 1330/2007; OJ L 122, 24.4.2014, p. 18.

[[51]](#_ftnref51) Commission Implementing Regulation (EU) 2015/1018 of 29 June 2015 laying down a list classifying occurrences in civil aviation to be mandatorily reported according to Regulation (EU) No 376/2014 of the European Parliament and of the Council (Text with EEA relevance); OJ L163, 30.06.2015, p. 1.

[[52]](#_ftnref52) Directive 2003/42/EC of the European Parliament and of the Council of 13 June 2003 on occurrence reporting in civil aviation; OJ L 167, 4.7.2003, p. 23.

[[53]](#_ftnref53)[www.aviationreporting.eu](http://www.aviationreporting.eu/)

[[54]](#_ftnref54)[www.aviationreporting.eu](http://www.aviationreporting.eu/)

[[55]](#_ftnref55) Regulation (EC) No 216/2008 of the European Parliament and of the Council of 20 February 2008 on common rules in the field of civil aviation and establishing a European Aviation Safety Agency, and repealing Council Directive 91/670/EEC, Regulation (EC) No 1592/2002 and Directive 2004/36/EC (Text with EEA relevance); OJ L 79, 19.3.2008, p. 1.

[[56]](#_ftnref56) Commission Regulation (EU) No 748/2012 of 3 August 2012 laying down implementing rules for the airworthiness and environmental certification of aircraft and related products, parts and appliances, as well as for the certification of design and production organisations; OJ L224, 21.08.2012, p.1.

[[57]](#_ftnref57) Design Approval Holder (DAH) is a written convention to refer to the holder of a type-certificate, restricted type‑certificate, supplemental type-certificate, ETSO authorisation, major repair design approval or any other relevant approval holder deemed to have been issued under Commission Regulation (EU) No 748/2012.

[[58]](#_ftnref58) Commission Regulation (EU) No 1321/2014 of 26 November 2014 on the continuing airworthiness of aircraft and aeronautical products, parts and appliances, and on the approval of organisations and personnel involved in these tasks (Text with EEA relevance); OJ L 362, 17.12.2014, p. 1.

[[59]](#_ftnref59) Commission Regulation (EU) 2015/340 of 20 February 2015 laying down technical requirements and administrative procedures relating to air traffic controllers’ licences and certificates pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council, amending Commission Implementing Regulation (EU) No 923/2012 and repealing Commission Regulation (EU) No 805/2011 (Text with EEA relevance); OJ L 63, 6.3.2015, p. 1.

[[60]](#_ftnref60) Regulation (EC) No 1008/2008 of the European Parliament and of the Council of 24 September 2008 on common rules for the operation of air services in the Community (Recast) (Text with EEA relevance); OJ L 293, 31.10.2008, p. 3.

[[61]](#_ftnref61) Commission Regulation (EU) No 139/2014 of 12 February 2014 laying down requirements and administrative procedures related to aerodromes pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council (Text with EEA relevance); OJ L 44, 14.2.2014, p. 1.

[[62]](#_ftnref62) Council Directive 96/67/EC of 15 October 1996 on access to the groundhandling market at Community airports; OJ L 272, 25.10.1996, p. 36.

[[63]](#_ftnref63)[www.aviationreporting.eu](http://www.aviationreporting.eu/)

[[64]](#_ftnref64) Regulation (EU) No 996/2010 of the European Parliament and of the Council of 20 October 2010 on the investigation and prevention of accidents and incidents in civil aviation and repealing Directive 94/56/EC; OJ L 295, 12.11.2010, p. 35.

[[65]](#_ftnref65) The European Plan for Aviation Safety (EPAS) was previously named the European Aviation Safety Plan (EASp).

[[66]](#_ftnref66) Information related to access to EASA (acting as a competent authority) database is available at <http://easa.europa.eu/easa-and-you/safety-management/occurrence-reporting/occurrence-reporting-protection-information-sources>

[[67]](#_ftnref67) Commission Implementing Regulation (EU) No 390/2013 of 3 May 2013 laying down a performance scheme for air navigation services and network functions; OJ L 128, 9.5.2013, p. 1.

[[68]](#_ftnref68)<http://www.aviationreporting.eu/>

[[69]](#_ftnref69)<http://eccairsportal.jrc.ec.europa.eu/>

[[70]](#_ftnref70)<http://www.aviationreporting.eu/>

[[71]](#_ftnref71) See definition of reportable occurrence in Section [3.7](https://dxweb.easa.europa.eu/dx4/Topics/gm_regulation376-2014_032.docx).i.

[[72]](#_ftnref72)[www.aviationreporting.eu](http://www.aviationreporting.eu/)